Hau Wa Lam
林巧華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hau Wa Lam (林巧華), a licensed former licensee with CE reference BAD898. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kirin Asset Management Limited 麒麟資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-05-17 | 2021-12-14 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-16 | 2016-09-02 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 9 — Asset management | 2015-10-16 | 2016-09-02 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2014-06-17 | 2015-10-01 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-03 | 2015-10-01 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-03 | 2015-10-01 |