Steven McCartney
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven McCartney ( ), a licensed former licensee with CE reference BAF596. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maven Asia (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2017-10-17 | 2022-11-04 |
| Maven Asia (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2017-10-17 | 2022-11-04 |
| MVN Asset Management Limited |
RO | Type 9 — Asset management | 2017-05-24 | 2018-03-01 |
| Optiver Trading Hong Kong Limited | RO | Type 1 — Dealing in securities | 2012-12-19 | 2015-11-09 |
| Optiver Trading Hong Kong Limited | RO | Type 2 — Dealing in futures contracts | 2012-12-19 | 2015-11-09 |