Ching Yan Ma
馬靖仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Yan Ma (馬靖仁), a licensed Responsible Officer with CE reference BAH310. Currently licensed at 1 firm(s): Daiwa Capital Markets Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-06-06 | present |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-19 | present |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-01-19 | 2022-06-06 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-10-28 | 2021-12-03 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-27 | 2021-12-03 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-09-23 | 2021-10-28 |
| Lego Corporate Finance Limited 力高企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-11-21 | 2021-09-20 |
| Lego Corporate Finance Limited 力高企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-01-22 | 2018-11-21 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-10-22 | 2015-12-31 |