Zhihu Chen
陳志湖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhihu Chen (陳志湖), a licensed Responsible Officer with CE reference BAH710. Currently licensed at 1 firm(s): Panthertrade (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 7 — Providing automated trading services. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Panthertrade (Hong Kong) Limited 獵豹交易(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2025-01-27 | present |
| Panthertrade (Hong Kong) Limited 獵豹交易(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2025-01-27 | present |
| Sinohope Asset Management (Hong Kong) Limited 新火資產管理（香港）有限公司 |
RO | Type 4 — Advising on securities | 2021-09-09 | 2023-05-25 |
| Sinohope Asset Management (Hong Kong) Limited 新火資產管理（香港）有限公司 |
RO | Type 9 — Asset management | 2021-09-09 | 2023-05-25 |
| Sinohope Asset Management (Hong Kong) Limited 新火資產管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-14 | 2021-09-09 |
| Sinohope Asset Management (Hong Kong) Limited 新火資產管理（香港）有限公司 |
Rep | Type 9 — Asset management | 2021-04-14 | 2021-09-09 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-22 | 2020-08-28 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-22 | 2020-11-20 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-02-22 | 2020-11-20 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-05 | 2016-01-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-05 | 2016-01-21 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2012-10-12 | 2015-04-28 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-12 | 2015-04-28 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-10-12 | 2015-04-28 |