Michael Man Toa Li
李民滔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Man Toa Li (李民滔), a licensed Responsible Officer with CE reference BAH857. Currently licensed at 1 firm(s): Light Stream Partners (Asia) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Light Stream Partners (Asia) Limited 光泉投資管理有限公司 |
RO | Type 4 — Advising on securities | 2024-07-05 | present |
| Light Stream Partners (Asia) Limited 光泉投資管理有限公司 |
RO | Type 9 — Asset management | 2024-07-05 | present |
| Welkin Capital Management (Asia) Limited 匯勤投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2023-06-08 | 2023-11-30 |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-28 | 2022-08-02 |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 9 — Asset management | 2016-12-01 | 2022-08-02 |
| Asia Mezzanine Capital Advisers Limited |
Rep | Type 4 — Advising on securities | 2012-10-16 | 2013-02-28 |