Chun Yu Shen
沈俊宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Yu Shen (沈俊宇), a licensed former licensee with CE reference BAH994. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-10 | 2021-04-30 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
RO | Type 4 — Advising on securities | 2020-05-12 | 2021-04-30 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
RO | Type 9 — Asset management | 2020-05-12 | 2021-04-30 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-15 | 2020-05-12 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 9 — Asset management | 2019-11-15 | 2020-05-12 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-05 | 2019-10-31 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-05 | 2019-10-31 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 9 — Asset management | 2017-12-05 | 2019-10-31 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-02-07 | 2014-06-06 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-12 | 2014-06-06 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-12 | 2014-06-06 |