Timothy James Gunning

CE No. BAI184 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy James Gunning (), a licensed former licensee with CE reference BAI184. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
Ord Minnett Hong Kong Limited
RO Type 9 — Asset management 2017-10-09 2019-12-31
Ord Minnett Hong Kong Limited
RO Type 4 — Advising on securities 2014-01-17 2019-12-31
Ord Minnett Hong Kong Limited
RO Type 1 — Dealing in securities 2013-01-15 2019-12-31

Related