Timothy James Gunning
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy James Gunning ( ), a licensed former licensee with CE reference BAI184. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ord Minnett Hong Kong Limited |
RO | Type 9 — Asset management | 2017-10-09 | 2019-12-31 |
| Ord Minnett Hong Kong Limited |
RO | Type 4 — Advising on securities | 2014-01-17 | 2019-12-31 |
| Ord Minnett Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2013-01-15 | 2019-12-31 |