Shu Ip Li
李樹業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Ip Li (李樹業), a licensed former licensee with CE reference BAI233. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhong Yang Capital Limited 中陽資本有限公司 |
RO | Type 4 — Advising on securities | 2018-02-05 | 2021-01-11 |
| Zhong Yang Capital Limited 中陽資本有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-02-05 | 2021-01-11 |
| Zhong Yang Capital Limited 中陽資本有限公司 |
RO | Type 9 — Asset management | 2018-02-05 | 2021-01-11 |