Yau Shing Wong

黃有成
CE No. BAI408 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yau Shing Wong (黃有成), a licensed Responsible Officer with CE reference BAI408. Currently licensed at 1 firm(s): SDHG International Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
SDHG International Asset Management Limited
山高國際資產管理有限公司
RO Type 4 — Advising on securities 2016-04-11 present
SDHG International Asset Management Limited
山高國際資產管理有限公司
RO Type 5 — Advising on futures contracts 2016-04-11 present
SDHG International Asset Management Limited
山高國際資產管理有限公司
RO Type 6 — Advising on corporate finance 2016-04-11 present
SDHG International Asset Management Limited
山高國際資產管理有限公司
RO Type 9 — Asset management 2016-04-11 present
SDHG International Asset Management Limited
山高國際資產管理有限公司
Rep Type 4 — Advising on securities 2013-12-18 2016-04-11
SDHG International Asset Management Limited
山高國際資產管理有限公司
Rep Type 5 — Advising on futures contracts 2013-12-18 2016-04-11
SDHG International Asset Management Limited
山高國際資產管理有限公司
Rep Type 6 — Advising on corporate finance 2013-12-18 2016-04-11
SDHG International Asset Management Limited
山高國際資產管理有限公司
Rep Type 9 — Asset management 2013-12-18 2016-04-11

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