David Yi Fan Kwan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Yi Fan Kwan, a licensed Responsible Officer with CE reference BAJ162. Currently licensed at 1 firm(s): AEM Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AEM Asset Management Limited 明德企業資產管理有限公司 |
RO | Type 9 — Asset management | 2023-12-11 | present |
| Maxa Asset Management Limited 邁時資產管理有限公司 |
RO | Type 9 — Asset management | 2021-03-03 | 2023-05-31 |
| AEM Asset Management Limited 明德企業資產管理有限公司 |
RO | Type 9 — Asset management | 2018-03-26 | 2020-12-08 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-08-05 | 2017-04-03 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-26 | 2013-05-02 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-26 | 2013-05-02 |