Wing Man Siu
蕭永文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Man Siu (蕭永文), a licensed Responsible Officer with CE reference BAJ174. Currently licensed at 1 firm(s): Surging Waves Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Surging Waves Capital Limited 滄浪資本有限公司 |
RO | Type 4 — Advising on securities | 2026-02-13 | present |
| Surging Waves Capital Limited 滄浪資本有限公司 |
RO | Type 9 — Asset management | 2026-02-13 | present |
| Prospera HK Limited | RO | Type 9 — Asset management | 2024-09-16 | 2025-12-19 |
| Grit Asset Management Limited 沙礫資產管理股份有限公司 |
RO | Type 4 — Advising on securities | 2023-12-18 | 2024-09-06 |
| Grit Asset Management Limited 沙礫資產管理股份有限公司 |
RO | Type 9 — Asset management | 2023-12-18 | 2024-09-06 |
| Marketsense Securities Limited 友盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-03 | 2022-08-15 |
| Marketsense Securities Limited 友盈證券有限公司 |
RO | Type 4 — Advising on securities | 2021-08-03 | 2022-08-15 |
| Marketsense Asset Management Limited 友盈資產管理有限公司 |
RO | Type 9 — Asset management | 2021-08-03 | 2023-07-24 |
| Marketsense Asset Management Limited 友盈資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-04-23 | 2021-08-03 |
| Aeterna Asset Management Limited 和光恒富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-04-25 | 2021-02-17 |
| Aeterna Asset Management Limited 和光恒富資產管理有限公司 |
RO | Type 9 — Asset management | 2018-12-12 | 2021-02-17 |
| Aeterna Asset Management Limited 和光恒富資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-11-19 | 2018-12-12 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-14 | 2018-11-15 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
RO | Type 9 — Asset management | 2017-09-04 | 2018-11-15 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-29 | 2017-09-04 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-06-13 | 2017-07-07 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 9 — Asset management | 2013-06-13 | 2017-07-07 |
| Tengard Fund Management Limited 騰祺基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-16 | 2017-07-07 |