Sze Yan Tsoi
蔡思欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Yan Tsoi (蔡思欣), a licensed Responsible Officer with CE reference BAK271. Currently licensed at 1 firm(s): E Fund Management (Hong Kong) Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-08-12 | present |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-08-12 | present |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-10-03 | present |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-03 | 2019-08-12 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-02-01 | 2018-08-01 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2018-02-01 | 2018-08-01 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-05 | 2019-08-12 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-14 | 2013-02-28 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-30 | 2018-02-01 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-10-30 | 2018-02-01 |