Andrew Kai Wu
吳凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Kai Wu (吳凱), a licensed Responsible Officer with CE reference BAK957. Currently licensed at 1 firm(s): South Oak Capital Management (Hong Kong) Company Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South Oak Capital Management (Hong Kong) Company Limited |
RO | Type 9 — Asset management | 2021-01-07 | present |
| Cephei Capital Management (Hong Kong) Limited |
RO | Type 9 — Asset management | 2019-08-15 | 2021-01-06 |
| Cephei Capital Management (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2013-09-03 | 2019-08-15 |
| Pine River Capital Management (HK) Limited | Rep | Type 9 — Asset management | 2012-11-09 | 2013-05-31 |