Hou Him Luk
陸浩謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hou Him Luk (陸浩謙), a licensed former licensee with CE reference BAL083. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grace Financial Limited 恩榮金融有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-02 | 2015-08-22 |
| Grace Financial Limited 恩榮金融有限公司 |
Rep | Type 9 — Asset management | 2013-08-02 | 2015-08-22 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-09 | 2013-07-06 |