Oliver James Stern
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oliver James Stern, a licensed Responsible Officer with CE reference BAL550. Currently licensed at 1 firm(s): HSBC Institutional Trust Services (Asia) Limited. Active regulated activities: Type 13 — Providing depositary services for relevant CIS. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Institutional Trust Services (Asia) Limited 滙豐機構信託服務(亞洲)有限公司 |
RO | Type 13 — Providing depositary services for relevant CIS | 2026-03-18 | present |
| HSBC Institutional Trust Services (Asia) Limited 滙豐機構信託服務(亞洲)有限公司 |
Rep | Type 13 — Providing depositary services for relevant CIS | 2026-02-20 | 2026-03-18 |