Kenneth Kin Wah Chan
陳建華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Kin Wah Chan (陳建華), a licensed Responsible Officer with CE reference BAL896. Currently licensed at 1 firm(s): Austen Capital International Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Austen Capital International Limited 凱德資本國際有限公司 |
RO | Type 4 — Advising on securities | 2024-11-28 | present |
| Austen Capital International Limited 凱德資本國際有限公司 |
RO | Type 9 — Asset management | 2024-11-28 | present |
| Central Wealth Capital (HK) Management Limited 中鑫資本（香港）管理有限公司 |
RO | Type 4 — Advising on securities | 2023-08-28 | 2024-10-09 |
| Central Wealth Capital (HK) Management Limited 中鑫資本（香港）管理有限公司 |
RO | Type 9 — Asset management | 2020-03-06 | 2024-10-09 |
| High Nine Asset Management Limited 高九資產管理有限公司 |
RO | Type 9 — Asset management | 2018-06-05 | 2019-06-11 |
| Win Wong Securities Limited 宏旺證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-02 | 2018-03-29 |
| Win Wong Securities Limited 宏旺證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-07 | 2016-02-02 |