Nicholas Leigh Ferres
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Leigh Ferres ( ), a licensed former licensee with CE reference BAL986. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 1 — Dealing in securities | 2012-11-19 | 2017-08-02 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 — Advising on securities | 2012-11-19 | 2017-08-02 |