Hui Ou
歐暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui Ou (歐暉), a licensed former licensee with CE reference BAM665. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JIUZE Capital Management Limited 九澤資本管理有限公司 |
RO | Type 4 — Advising on securities | 2024-08-20 | 2025-04-30 |
| JIUZE Capital Management Limited 九澤資本管理有限公司 |
RO | Type 9 — Asset management | 2024-08-20 | 2025-04-30 |
| Golden Continent Securities Co., Limited 金洲證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-06-09 | 2024-07-17 |
| Golden Continent Securities Co., Limited 金洲證券有限公司 |
RO | Type 4 — Advising on securities | 2023-06-09 | 2024-07-17 |
| Golden Continent Asset Management Co., Limited 金洲資產管理有限公司 |
RO | Type 9 — Asset management | 2023-06-07 | 2024-07-17 |
| United Securities Limited 團結證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-04-19 | 2023-05-11 |
| United Securities Limited 團結證券有限公司 |
RO | Type 4 — Advising on securities | 2022-04-19 | 2023-05-11 |
| United Securities Limited 團結證券有限公司 |
RO | Type 9 — Asset management | 2022-04-19 | 2023-05-11 |
| United Securities Limited 團結證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-01-05 | 2021-11-08 |
| United Securities Limited 團結證券有限公司 |
RO | Type 4 — Advising on securities | 2021-01-05 | 2021-11-08 |
| United Securities Limited 團結證券有限公司 |
RO | Type 9 — Asset management | 2020-06-23 | 2021-11-08 |