Dengjin Huo
霍登進
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dengjin Huo (霍登進), a licensed former licensee with CE reference BAN046. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-06-17 | 2023-06-26 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-29 | 2023-06-26 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-10-29 | 2023-06-26 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-10-29 | 2022-06-17 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2018-09-05 | 2021-08-02 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-18 | 2016-06-06 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-06-18 | 2016-06-06 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-11-28 | 2013-04-09 |