Lu Zhang
張璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu Zhang (張璐), a licensed Responsible Officer with CE reference BAN087. Currently licensed at 1 firm(s): AlphaChi Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AlphaChi Limited |
RO | Type 4 — Advising on securities | 2025-01-21 | present |
| AlphaChi Limited |
RO | Type 9 — Asset management | 2025-01-21 | present |
| AlphaChi Limited |
Rep | Type 9 — Asset management | 2024-12-13 | 2025-01-21 |
| XY Investments (HK) Limited 喜岳投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2022-06-02 | 2024-07-04 |
| XY Investments (HK) Limited 喜岳投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-03-30 | 2022-06-02 |
| Picea Investment Management Limited 雲杉投資管理有限公司 |
RO | Type 9 — Asset management | 2020-03-23 | 2021-10-31 |
| Elephas Investment Management Limited 大象投資管理有限公司 |
RO | Type 9 — Asset management | 2019-05-21 | 2020-03-23 |
| Elephas Investment Management Limited 大象投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-04-12 | 2019-05-21 |
| Entropy Asset Management Limited | RO | Type 4 — Advising on securities | 2017-12-19 | 2019-03-31 |
| Entropy Asset Management Limited | RO | Type 9 — Asset management | 2017-12-19 | 2019-03-31 |
| Capula Investment Management Asia Limited | Rep | Type 1 — Dealing in securities | 2013-01-15 | 2015-06-30 |