Christy Yuan
袁斯韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christy Yuan (袁斯韻), a licensed former licensee with CE reference BAO326. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2013-05-29 | 2013-11-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2013-05-29 | 2013-11-07 |
| Gain Capital - Forex.com Hong Kong Limited 嘉盛集團(香港)有限公司(以嘉盛香港,嘉盛亞太,嘉盛外匯名義經營業務) |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-12-04 | 2013-05-24 |