Dongni Yang
楊冬旎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dongni Yang (楊冬旎), a licensed former licensee with CE reference BAP110. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Strategic Vision Investment Limited | Rep | Type 9 — Asset management | 2017-12-18 | 2019-03-01 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-10 | 2017-11-17 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-10 | 2017-11-17 |