Peng Chen
陳鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng Chen (陳鵬), a licensed former licensee with CE reference BAP176. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Huadu Asset Management (Hong Kong) Limited 新華都(香港)投資基金有限公司 |
RO | Type 4 — Advising on securities | 2019-12-02 | 2020-06-15 |
| New Huadu Asset Management (Hong Kong) Limited 新華都(香港)投資基金有限公司 |
RO | Type 9 — Asset management | 2019-12-02 | 2020-06-15 |
| FXG Asset Management Limited 恒峰资产管理有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-15 | 2017-08-15 |
| FXG Asset Management Limited 恒峰资产管理有限公司 |
RO | Type 4 — Advising on securities | 2016-11-15 | 2017-08-15 |
| FXG Asset Management Limited 恒峰资产管理有限公司 |
RO | Type 9 — Asset management | 2016-11-15 | 2017-08-15 |
| SanJohn Capital Limited 三川資本有限公司 |
RO | Type 9 — Asset management | 2013-11-05 | 2016-04-30 |
| SanJohn Capital Limited 三川資本有限公司 |
Rep | Type 9 — Asset management | 2012-12-12 | 2013-11-05 |