Sandeep Singh Mand
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sandeep Singh Mand, a licensed Responsible Officer with CE reference BAQ202. Currently licensed at 1 firm(s): Wolver Hill Asset Management Asia Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wolver Hill Asset Management Asia Limited | RO | Type 4 — Advising on securities | 2017-08-17 | present |
| Wolver Hill Asset Management Asia Limited | RO | Type 9 — Asset management | 2017-08-17 | present |
| Wolver Hill Asset Management Asia Limited | Rep | Type 4 — Advising on securities | 2017-06-28 | 2017-08-17 |
| Wolver Hill Asset Management Asia Limited | Rep | Type 9 — Asset management | 2017-06-28 | 2017-08-17 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2013-06-28 | 2015-05-15 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-06-28 | 2015-05-15 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2013-06-28 | 2015-05-15 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-27 | 2013-06-28 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-12-27 | 2013-06-28 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-27 | 2013-06-28 |