Ju Lin Kuo
郭汝霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ju Lin Kuo (郭汝霖), a licensed Responsible Officer with CE reference BAT452. Currently licensed at 1 firm(s): Wisdom Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-27 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-06-27 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
RO | Type 9 — Asset management | 2017-06-27 | present |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2013-04-26 | 2017-06-07 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-04-26 | 2017-06-07 |
| Target Capital Management Limited 泰達資產管理有限公司 |
RO | Type 9 — Asset management | 2013-04-26 | 2017-06-07 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-02-19 | 2013-04-26 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-14 | 2013-04-26 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-14 | 2013-04-26 |