Tak Luen Lee
李德麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Luen Lee (李德麟), a licensed Responsible Officer with CE reference BAU136. Currently licensed at 2 firm(s): Bank Consortium Trust Company Limited, BCT Financial Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 13 — Providing depositary services for relevant CIS. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Providing depositary services for relevant CIS →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bank Consortium Trust Company Limited 銀聯信託有限公司 |
RO | Type 13 — Providing depositary services for relevant CIS | 2024-10-02 | present |
| BCT Financial Limited 銀聯金融有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-17 | present |
| BCT Financial Limited 銀聯金融有限公司 |
RO | Type 4 — Advising on securities | 2017-10-17 | present |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-19 | 2017-10-17 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-19 | 2017-10-17 |