Jing (SFC:BAU363) Xie
謝婧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jing (SFC:BAU363) Xie (謝婧), a licensed former licensee with CE reference BAU363. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-07 | 2016-06-21 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-07 | 2016-06-21 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 9 — Asset management | 2015-09-07 | 2016-06-21 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-22 | 2015-05-20 |
| Probitas Hong Kong Limited 卓信融資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-22 | 2015-05-20 |