Iris Chin Yan Lai
賴展昕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Iris Chin Yan Lai (賴展昕), a licensed Responsible Officer with CE reference BAU634. Currently licensed at 1 firm(s): Mingshi Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mingshi Investment Management Limited 鳴石投資(香港)管理有限公司 |
RO | Type 4 — Advising on securities | 2023-06-05 | present |
| Mingshi Investment Management Limited 鳴石投資(香港)管理有限公司 |
RO | Type 9 — Asset management | 2021-09-16 | present |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-15 | 2021-09-15 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-01-24 | 2020-04-14 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
RO | Type 9 — Asset management | 2018-05-30 | 2020-04-14 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-19 | 2020-02-14 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-09 | 2020-04-14 |
| Caitong International Asset Management Co., Limited 財通國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-03-09 | 2018-05-30 |
| Springboard Capital Limited 思博資本有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-28 | 2017-02-24 |
| Springboard Capital Limited 思博資本有限公司 |
Rep | Type 9 — Asset management | 2015-08-28 | 2017-02-24 |
| Ortus Capital Management Limited 泓策投資管理有限公司 |
Rep | Type 9 — Asset management | 2013-01-31 | 2015-07-25 |