Xudong Yang
楊旭棟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xudong Yang (楊旭棟), a licensed Representative with CE reference BAW694. Currently licensed at 1 firm(s): China Universal Asset Management (Hong Kong) Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-01 | present |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-09 | present |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-02-09 | present |
| China Eagle Asset Management Limited 華鷹資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-07-06 | 2021-01-28 |
| China Eagle Asset Management Limited 華鷹資產管理有限公司 |
RO | Type 9 — Asset management | 2020-07-06 | 2021-01-28 |
| China Eagle Asset Management Limited 華鷹資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-05-15 | 2020-07-06 |
| China Eagle Asset Management Limited 華鷹資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-05-15 | 2020-07-06 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-07 | 2018-12-21 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-04-07 | 2018-12-21 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2016-04-07 | 2018-12-21 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-01 | 2015-03-15 |
| China Orient International Asset Management Limited 中國東方國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-03-01 | 2015-03-15 |