Cheng Po Sit
薛鄭寶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheng Po Sit (薛鄭寶), a licensed former licensee with CE reference BAX113. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-03 | 2020-12-01 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-29 | 2018-02-05 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-11-29 | 2018-02-05 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-29 | 2018-02-05 |
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2014-07-10 | 2015-09-25 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2014-07-10 | 2015-09-25 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-03 | 2014-03-29 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-20 | 2013-03-28 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-02-20 | 2013-03-28 |