Xinyi (SFC:BAX677) Fan
范心怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinyi (SFC:BAX677) Fan (范心怡), a licensed former licensee with CE reference BAX677. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bain Capital (Hong Kong), Limited 貝恩投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-01 | 2022-01-25 |
| CVC Asia Pacific Limited |
Rep | Type 4 — Advising on securities | 2017-06-01 | 2019-05-01 |
| CVC Asia Pacific Limited |
Rep | Type 9 — Asset management | 2017-06-01 | 2018-10-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2013-02-28 | 2013-09-22 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | 2013-02-28 | 2013-09-22 |