Roujia Zhu
朱柔嘉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roujia Zhu (朱柔嘉), a licensed former licensee with CE reference BAY184. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-17 | 2019-09-06 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-17 | 2019-09-06 |
| GMO-Z.com Forex HK Limited 技慕環球通金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-03-01 | 2016-02-18 |