Ju Zhao
趙駒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ju Zhao (趙駒), a licensed former licensee with CE reference BAZ776. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-04-28 | 2025-02-01 |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-10-27 | 2016-04-28 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-03-26 | 2015-10-27 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2013-03-18 | 2014-12-10 |