Liang Guo
郭梁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liang Guo (郭梁), a licensed Responsible Officer with CE reference BAZ980. Currently licensed at 1 firm(s): CLC Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLC Asset Management Limited 創僑資產管理有限公司 |
RO | Type 9 — Asset management | 2017-02-14 | present |
| CLC Securities Limited 創僑證券有限公司 |
RO | Type 4 — Advising on securities | 2021-05-27 | 2024-04-23 |
| CLC Securities Limited 創僑證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2021-05-27 | 2024-04-23 |
| CLC Asset Management Limited 創僑資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-12-01 | 2017-02-14 |
| CLC International Limited 創僑國際有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-24 | 2015-11-16 |
| CLC International Limited 創僑國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-03-24 | 2015-11-16 |