Jon Kristofer Farthing
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jon Kristofer Farthing, a licensed Representative with CE reference BBC926. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-10-30 | present |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2017-10-30 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-04 | 2017-06-15 |
| Athos Capital Limited | Rep | Type 9 — Asset management | 2013-04-10 | 2015-03-27 |