Xiaole Zhou
周晓樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaole Zhou (周晓樂), a licensed Responsible Officer with CE reference BBD865. Currently licensed at 2 firm(s): CMB International Securities Limited, CMB International Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-02-05 | present |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-11-27 | present |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-23 | present |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-02-23 | 2018-11-27 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2013-04-18 | 2013-10-18 |