Wing Sum (SFC:BBE125) Chan
陳永森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Sum (SFC:BBE125) Chan (陳永森), a licensed former licensee with CE reference BBE125. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 9 — Asset management | 2022-07-27 | 2023-08-31 |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-04 | 2023-08-31 |
| Mouette Securities Company Limited 海盈證券有限公司 |
RO | Type 4 — Advising on securities | 2022-07-04 | 2023-08-31 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-14 | 2021-04-01 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-30 | 2021-04-01 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-06-30 | 2021-04-01 |
| China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-12-02 | 2020-05-04 |
| China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 |
RO | Type 9 — Asset management | 2019-12-02 | 2020-05-04 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-02-28 | 2019-10-07 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
RO | Type 9 — Asset management | 2016-05-03 | 2019-10-07 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-29 | 2019-02-28 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-04-29 | 2016-05-03 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-13 | 2019-10-07 |