Ying Kin Li
李應健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Kin Li (李應健), a licensed Responsible Officer with CE reference BBE439. Currently licensed at 2 firm(s): Lego Asset Management Limited, Lego Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lego Asset Management Limited 力高資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-07-20 | present |
| Lego Asset Management Limited 力高資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-07-20 | present |
| Lego Securities Limited 力高證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-29 | present |
| Lego Securities Limited 力高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-20 | 2019-11-29 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-25 | 2018-04-09 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-01-25 | 2018-04-09 |
| AAA Securities Co. Limited |
Rep | Type 1 — Dealing in securities | 2016-11-23 | 2017-02-14 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-26 | 2016-11-11 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-04-26 | 2016-11-11 |