Chu Chau Kuet
闕珠州
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chu Chau Kuet (闕珠州), a licensed Responsible Officer with CE reference BBF122. Currently licensed at 1 firm(s): Ninth Eternity Securities Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ninth Eternity Securities Asia Limited 九久證券亞洲有限公司 |
RO | Type 9 — Asset management | 2022-10-21 | present |
| Ninth Eternity Securities Asia Limited 九久證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-07 | present |
| Ninth Eternity Securities Asia Limited 九久證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2022-02-07 | present |
| Elevation Capital Limited | RO | Type 1 — Dealing in securities | 2017-10-31 | 2020-04-29 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2016-08-05 | 2016-08-19 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-24 | 2016-08-19 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-03 | 2015-05-26 |