Wing Kin Siu
蕭榮堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Kin Siu (蕭榮堅), a licensed Responsible Officer with CE reference BBF653. Currently licensed at 1 firm(s): KEYSTONE CAPITAL LIMITED. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
RO | Type 4 — Advising on securities | 2017-11-01 | present |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
RO | Type 9 — Asset management | 2017-11-01 | present |
| KEYSTONE CAPITAL LIMITED 翹石資本有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-01 | present |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-12-21 | 2016-10-28 |
| Sinostar Asset Management Limited 華星資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-10-08 | 2016-10-28 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-06 | 2014-07-26 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-06 | 2014-07-26 |