Abhinav Rishi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Abhinav Rishi ( ), a licensed former licensee with CE reference BBH810. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capula Investment Management Asia Limited | Rep | Type 1 — Dealing in securities | 2023-12-08 | 2023-12-22 |
| Capula Investment Management Asia Limited | Rep | Type 9 — Asset management | 2019-12-11 | 2021-09-21 |
| Capula Investment Management Asia Limited | Rep | Type 1 — Dealing in securities | 2019-11-25 | 2021-09-21 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-11 | 2019-10-10 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-11 | 2019-10-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2013-05-28 | 2019-10-10 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-28 | 2016-10-10 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-28 | 2016-10-10 |