Quan (SFC:BBI004) Li
李全
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Quan (SFC:BBI004) Li (李全), a licensed former licensee with CE reference BBI004. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New China Capital Management Limited 新華資本管理有限公司 |
RO | Type 4 — Advising on securities | 2017-07-06 | 2023-08-23 |
| New China Capital Management Limited 新華資本管理有限公司 |
RO | Type 9 — Asset management | 2017-07-06 | 2023-08-23 |
| New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-11-06 | 2023-08-23 |
| New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-11-06 | 2023-08-23 |