Phoebe Wai Yee Kwan
關惠而
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Phoebe Wai Yee Kwan (關惠而), a licensed Responsible Officer with CE reference BBJ087. Currently licensed at 1 firm(s): Winro Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winro Management Limited 勝甌管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-04-25 | present |
| Winro Management Limited 勝甌管理有限公司 |
RO | Type 4 — Advising on securities | 2022-04-25 | present |
| Winro Management Limited 勝甌管理有限公司 |
RO | Type 9 — Asset management | 2022-04-25 | present |
| RRJ Management (HK) Limited |
Rep | Type 1 — Dealing in securities | 2013-05-31 | 2021-02-16 |
| RRJ Management (HK) Limited |
Rep | Type 4 — Advising on securities | 2013-05-31 | 2021-02-16 |