So Ting Chim
詹素婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for So Ting Chim (詹素婷), a licensed Responsible Officer with CE reference BBJ810. Currently licensed at 1 firm(s): Silver Nile Global Investments Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-05-18 | present |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-11 | present |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-05-11 | 2023-05-18 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-01-14 | 2023-01-19 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-22 | 2023-01-19 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-04-22 | 2019-01-14 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-11 | 2016-04-08 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-11-11 | 2016-04-08 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-07 | 2015-06-14 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-06-07 | 2015-06-14 |