William (SFC:BBJ812) Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William (SFC:BBJ812) Chan ( ), a licensed former licensee with CE reference BBJ812. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-04 | 2014-07-21 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-02-04 | 2014-07-21 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-05 | 2014-07-21 |