Shiyun Han
韓士筠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiyun Han (韓士筠), a licensed Responsible Officer with CE reference BBK290. Currently licensed at 2 firm(s): Zhongcai Asset Management Limited, Zhongcai Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-07 | present |
| Zhongcai Securities Limited 中財證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-07 | present |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-12-20 | present |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
RO | Type 9 — Asset management | 2016-12-20 | present |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-13 | 2018-02-07 |
| Zhongcai Securities Limited 中財證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-13 | 2018-02-07 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-13 | 2016-12-20 |
| Zhongcai Asset Management Limited 中財資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-08-13 | 2016-12-20 |