Pui Ying Tse
謝佩凝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Ying Tse (謝佩凝), a licensed Representative with CE reference BBL725. Currently licensed at 1 firm(s): Wisdom Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-04 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-12-04 | present |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-12-04 | present |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-08 | 2014-09-23 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-08 | 2014-09-23 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-08-08 | 2014-09-23 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-08-08 | 2014-09-23 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-15 | 2014-09-23 |