Franck Nicolas Michel Fayard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Franck Nicolas Michel Fayard, a licensed Responsible Officer with CE reference BBP230. Currently licensed at 1 firm(s): Marex Financial Services Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | RO | Type 1 — Dealing in securities | 2023-08-30 | present |
| Marex Financial Services Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-05-31 | 2023-08-30 |
| Gateway Private Markets (HK) Limited |
RO | Type 1 — Dealing in securities | 2021-03-05 | 2023-05-20 |
| Gateway Private Markets (HK) Limited |
RO | Type 9 — Asset management | 2021-03-05 | 2023-05-20 |
| Gateway Private Markets (HK) Limited |
Rep | Type 1 — Dealing in securities | 2020-04-28 | 2021-03-05 |
| Gateway Private Markets (HK) Limited |
Rep | Type 9 — Asset management | 2020-04-28 | 2021-03-05 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-02 | 2019-07-02 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-07-02 | 2019-07-02 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2019-07-02 | 2019-07-02 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-16 | 2015-04-01 |