Dong (SFC:BBP239) Liu
劉冬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dong (SFC:BBP239) Liu (劉冬), a licensed former licensee with CE reference BBP239. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2013-12-30 | 2015-08-08 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-12-30 | 2015-08-08 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
RO | Type 9 — Asset management | 2013-12-30 | 2015-08-08 |