Ming Chung Ha
夏銘聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Chung Ha (夏銘聰), a licensed former licensee with CE reference BBQ113. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPDB International Capital Limited 浦銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-29 | 2020-03-27 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-05-29 | 2020-03-27 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-27 | 2019-05-29 |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-02-27 | 2019-05-29 |